-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BPKTTv/G2JcqtV4zusVt4ou4lQupv49Spt2XUaDtLzYKRW8OzQjbT41SBSfIz8V+ e0X4sa9/BU7axNWvAtCm9g== 0001012975-00-000024.txt : 20000215 0001012975-00-000024.hdr.sgml : 20000215 ACCESSION NUMBER: 0001012975-00-000024 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000214 GROUP MEMBERS: EDWARD D. KLEIN GROUP MEMBERS: KR CAPITAL ADVISORS INC /ADV SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: YORK INTERNATIONAL CORP /DE/ CENTRAL INDEX KEY: 0000842662 STANDARD INDUSTRIAL CLASSIFICATION: AIR COND & WARM AIR HEATING EQUIP & COMM & INDL REFRIG EQUIP [3585] IRS NUMBER: 133473472 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-41831 FILM NUMBER: 543717 BUSINESS ADDRESS: STREET 1: 631 S RICHLAND AVE CITY: YORK STATE: PA ZIP: 17403 BUSINESS PHONE: 7177717890 MAIL ADDRESS: STREET 1: 631 SOUTH RICHLAND AVENUE CITY: YORK STATE: PA ZIP: 17403 FORMER COMPANY: FORMER CONFORMED NAME: YORK HOLDINGS CORP DATE OF NAME CHANGE: 19910930 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KR CAPITAL ADVISORS INC /ADV CENTRAL INDEX KEY: 0000731813 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 133187794 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 450 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2128886300 MAIL ADDRESS: STREET 1: 450 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: KR CAPITAL ADVISORS INC /ADV DATE OF NAME CHANGE: 19970212 SC 13G 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-1) Under The Securities Exchange Act of 1934 (Amendment No. _______)* York International Corporation - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 986670107 -------------------------------------------------- (CUSIP Number) December 31, 1999 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of This Statement) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 986670107 13G Page 2 of 10 Pages - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON KR Capital Advisors, Inc. 13-3187794 - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [_] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- NUMBER OF 5. SOLE VOTING POWER SHARES 1,802,250 ----------------------------------------------------------------- BENEFICIALLY 6. SHARED VOTING POWER OWNED BY None ----------------------------------------------------------------- EACH 7. SOLE DISPOSITIVE POWER REPORTING 2,046,475 ----------------------------------------------------------------- PERSON 8. SHARED DISPOSITIVE POWER WITH None - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,046,475 - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [_] - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.3 - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* IA - -------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! CUSIP No. 986670107 13G Page 3 of 10 Pages - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Edward D. Klein ###-##-#### - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)[_] (b)[_] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- NUMBER OF 5. SOLE VOTING POWER SHARES 91,000 ----------------------------------------------------------------- BENEFICIALLY 6. SHARED VOTING POWER OWNED BY 1,802,250## ----------------------------------------------------------------- EACH 7. SOLE DISPOSITIVE POWER REPORTING 91,000 ----------------------------------------------------------------- PERSON 8. SHARED DISPOSITIVE POWER WITH 2,046,475## - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON* 2,137,475 - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [_] - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.5 - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- ##Edward D. Klein disclaims beneficial ownership of such securities. CUSIP No. 986670107 13G Page 4 of 10 Pages Item 1(a). Name of Issuer: York International Corporation Item 1(b). Address of Issuer's Principal Executive Offices: 631 S. Richland Avenue York, PA 17403 Item 2(a). Name of Person Filing: KR Capital Advisors, Inc. Edward D. Klein Item 2(b). Address of Principal Business Office, or if none, Residence: 450 Park Avenue New York, NY 10022 Item 2(c). Citizenship: KR Capital Advisors, Inc. - Delaware Edward D. Klein - United States Item 2(d). Title of Class of Securities: Common Stock Item 2(e). CUSIP Number: 986670107 Item 3. If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a: (e) [x] KR Capital Advisors, Inc. is an Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940. CUSIP No. 986670107 13G Page 5 of 10 Pages Item 4. Ownership. As of December 31, 1999: (a) Amount beneficially owned: KR Capital Advisors, Inc. -- 2,046,475 Edward D. Klein -- 2,137,475 (b) Percent of Class: KR Capital Advisors, Inc. -- 5.3% Edward D. Klein -- 5.5% The above percentages are based upon 38,971,000 shares of outstanding Common Stock. (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote KR Capital Advisors, Inc. -- 1,802,250 Edward D. Klein -- 91,000 (ii) shared power to vote or to direct the vote KR Capital Advisors, Inc. -- None Edward D. Klein -- 1,802,250 (iii) sole power to dispose or to direct the disposition of KR Capital Advisors, Inc. -- 2,046,475 Edward D. Klein -- 91,000 (iv) shared power to dispose or to direct the disposition of KR Capital Advisors, Inc. -- None Edward D. Klein -- 2,137,475 The filing of this Schedule 13G shall not be construed as an admission that Edward D. Klein is the beneficial owner of shares beneficially owned by KR Capital Advisors, Inc. CUSIP No. 986670107 13G Page 6 of 10 Pages Item 5. Ownership of Five Percent or Less of a Class. Not Applicable Item 6. Ownership of More Than Five Percent on Behalf of Another Person. KR Capital Advisors, Inc. is deemed to be the beneficial owner of 2,046,475 shares for purposes of Rule 13d-1 since it has the power to make investment decisions over such shares for its clients. KR Capital Advisors, Inc. does not, however, have any economic interest in the securities of those clients. The clients are the actual owners of the securities and have the right to receive and the power to direct the receipt of dividends from, or the proceeds from the sale of, such securities. No client has an interest that relates to more than five percent of the class. Edward D. Klein, a principal stockholder of KR Capital Advisors, Inc. owns directly 91,000 shares, which is approximately 0.2% of the class. In addition, by reason of his ownership interests in KR Capital Advisors, Inc., Mr. Klein may be deemed to be the indirect beneficial owner of the 2,046,475 shares which KR Capital Advisors, Inc. is deemed to own beneficially. The filing of this Schedule 13G shall not be construed as an admission that Edward D. Klein is the beneficial owner of shares beneficially owned by KR Capital Advisors, Inc. Martin E. Kaplan, a stockholder and the President of KR Capital Advisors, Inc. owns directly 50,000 shares, which is approximately 0.1% of the class. The filing of this Schedule 13G shall not be construed as an admission that Martin E. Kaplan is the beneficial owner of shares beneficially owned by KR Capital Advisors, Inc. Of the 2,046,475 shares deemed to be beneficially owned by KR Capital Advisors, Inc., 400,000 shares, which is approximately 1.0% of the class, are held by KR Capital Partners Fund I, L.P., a Delaware limited partnership, the general partner of which is KR Capital Partners I, L.P., a registered investment adviser (the general partner of which is KR Capital Advisors, Inc.). Edward D. Klein and Martin E. Kaplan (and/or members of their immediate families or trusts for the benefit of such family members) have economic interests in KR Capital Partners Fund I, L.P. and KR Capital Partners I, L.P. CUSIP No. 986670107 13G Page 7 of 10 Pages Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. Item 8. Identification and Classification of Members of the Group. Not Applicable. CUSIP No. 986670107 13G Page 8 of 10 Pages Item 9. Notice of Dissolution of the Group. Not Applicable. Item 10. Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. CUSIP No. 986670107 13G Page 9 of 10 Pages SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 14, 2000 KR Capital Advisors, Inc. By: /s/ Richard Kravitz ------------------------------------- Name: Richard Kravitz Title: Vice President /s/ Edward D. Klein ------------------------------------- Edward D. Klein CUSIP No. 986670107 13G Page 10 of 10 Pages EXHIBIT 1 JOINT FILING AGREEMENT Pursuant to Rule 13d-1(k)(1) of Regulation 13D-G of the General Rules and Regulations of the Securities Exchange Act of 1934, as amended, the undersigned hereby agree and consent to the joint filing on behalf of each of them of this Schedule 13G. Date: February 14, 2000 KR Capital Advisors, Inc. By:/s/ Richard Kravitz ------------------------ Name: Richard Kravitz Title: Vice President /s/ Edward D. Klein --------------------------- Edward D. Klein -----END PRIVACY-ENHANCED MESSAGE-----